BSA Officer - Investigations Supervisor (Security)
Wintrust is a financial holding company with approximately $62 billion in assets whose common stock is traded on the NASDAQ Global Select Market. Guided by its “Different Approach, Better Results” philosophy, Wintrust offers the sophisticated resources of a large bank while providing a community banking experience to each customer. Wintrust operates more than 200 retail banking locations through 16 community bank subsidiaries in the greater Chicago, southern Wisconsin, west Michigan, northwest Indiana, and southwest Florida market areas. In addition, Wintrust operates various non-bank business units, providing residential mortgage origination, wealth management, commercial and life insurance premium financing, short-term accounts receivable financing/outsourced administrative services to the temporary staffing services industry, and qualified intermediary services for tax-deferred exchanges. Our unique business model is a competitive strength and value driver, powered by our talented colleagues who put our customers first and achieve better results for our clients.
Why join us?
An award-winning culture! We are rated a Top Workplace by the Chicago Tribune (past 11 years) and Employee Recommended award by the Globe & Mail (past 6 years).
Competitive pay and discretionary or incentive bonus eligible.
Comprehensive benefit package including medical, dental, vision, life, a 401k plan with a generous company match and tuition reimbursement to name a few.
Promote from within culture.
Why join this team?
The BSA team provides an inclusive environment and opportunities for professional and personal growth.
Gain experience and further your career by joining a growing organization.
Opportunity to interact with management level, experienced professionals.
Position Summary
The BSA Officer Investigations Team Supervisor is responsible for assisting and supporting the Vice President BSA Investigations Manager with day-to-day operation of the Investigations Unit. The BSA Officer has high working knowledge of BSA/AML/USAPA/OFAC regulations and overall knowledge of banking products and services. Drives efficient processes to identify suspicious activity effectively and efficiently with the highest standards for quality.
What You'll Do
Assist the BSA Investigations Manager in the daily responsibilities of managing the Investigations Team.
Responsible for coaching and guidance of Investigators, manage more complex reviews, and maintain accurate procedures that meet Compliance goals and regulatory expectations.
Responsible to maintain KRIs and KPIs and recommend improvements to become more effective and efficient in meeting regulatory expectations. Lead quality control and oversight of the Investigation Team.
Manage and coordinate the investigation/SAR escalation and resolution process with the BSA Officers, Investigators, and lines of business.
Provide guidance and support to business lines, corporate units and compliance officers.
Participate and opine on special projects and initiatives, as needed. This includes determining impact to suspicious activity monitoring, development of procedures and workflows, and team training.
Qualifications
7-10 years BSA and Banking experience and seen as a leader in BSA/AML by peers.
Working knowledge of various laws, regulations, and guidance as it relates to BSA, AML, and OFAC.
CAMS certified, or in the process of obtaining CAMS certification; or other BSA/Fraud related certification preferred.
Strong communication, problem solving, training, and time management skills.
Bachelor's degree or equivalent experience and subject matter expertise.
Benefits
Medical Insurance • Dental • Vision • Life insurance • Accidental death and dismemberment • Short-term and long term Disability Insurance • Parental Leave • Employee Assistance Program (EAP) • Traditional and Roth 401(k) with company match • Flexible Spending Account (FSA) • Employee Stock Purchase Plan at 5% discount • Critical Illness Insurance • Accident Insurance • Transportation and Commuting Benefits • Banking Benefits • Pet Insurance
Compensation
The estimated salary range for this role is $85,000-$110,000, along with eligibility to earn an annual bonus. Actual salaries may vary based on several factors, such as a candidate's qualifications, skills and experience.
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From our first day in business, Wintrust has been proud to serve a variety of unique communities and people from all walks of life. To be Chicago's Bank® and Wisconsin's Bank®, we need to reflect that diversity both in all the communities we serve, the people we employ, the organizations we work with, and our banking and lending practices. Wintrust Financial Corporation, including community banking and financial services subsidiaries, is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, national origin, sex, sexual orientation, gender identity and expressions, genetic information, marital status, age, disability, or status as a covered veteran or any other characteristic protected by law.
